RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L••• W•••••
- O•••• I••••••••• I••• BD affiliated currentsince Sep 11, 2018 · Hudsonville, Mi
- I••••••••• P••••••••• I••• formerFeb 29, 2012 to Sep 13, 2018 · San Antonio, Tx
- C••••• I••••••••• S••••••• L•• formerOct 21, 2010 to Mar 5, 2012 · Hudsonville, Mi
- I••••••••• P••••••••• I••• to O•••• I••••••••• I•••left Sep 13, 2018, registered Sep 11, 2018 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• I••••••••• S••••••• L•• to I••••••••• P••••••••• I•••left Mar 5, 2012, registered Feb 29, 2012 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address