RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- N••••• A•••• M••••••••• L•• mixed wealth currentsince Jan 3, 2022 · Chicago, Il
- S•••• B•••••• A•••• M••••••••• L•• formerJan 18, 2017 to Dec 31, 2021 · Chicago, Il
- Z•••• I••••••••• M••••••••• I••• mixed wealthApr 20, 2009 to Jan 25, 2017 · Chicago, Il
- G••••••••• I••••••••• asset managerMay 27, 2005 to Apr 9, 2008 · Chicago, Il
- S•••• B•••••• A•••• M••••••••• L•• to N••••• A•••• M••••••••• L••left Dec 31, 2021, registered Jan 3, 2022 (3 days) · Other · moved with a team
- Z•••• I••••••••• M••••••••• I••• to S•••• B•••••• A•••• M••••••••• L••left Jan 25, 2017, registered Jan 18, 2017 (-7 days) · Other
- G••••••••• I••••••••• to Z•••• I••••••••• M••••••••• I•••left Apr 9, 2008, registered Apr 20, 2009 (376 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address