RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• D••• S•••••••••
- W•••••• A•••••••• L•• independent RIA currentsince Jan 30, 2026 · Birmingham, Al
- P••• P••••••••• formerJan 2, 2021 to Mar 10, 2026 · Lake Oswego, Or
- T•• I••••••••• A•••• M••••••••• L•• independent RIAAug 5, 2016 to Jan 2, 2021 · Portland, Or
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 3, 2007 to Mar 28, 2008 · Portland, Or
- M•• F•••••••• S•••••••• I••• formerApr 20, 2005 to Feb 9, 2006 · Bellevue, Wa
- P••• P••••••••• to W•••••• A•••••••• L••left Mar 10, 2026, registered Jan 30, 2026 (-39 days) · RIA to RIA · moved with a team
- T•• I••••••••• A•••• M••••••••• L•• to P••• P•••••••••left Jan 2, 2021, registered Jan 2, 2021 (0 days) · RIA to a newly registered adviser
- N••••••••• M••••• I••••••••• S••••••••• to T•• I••••••••• A•••• M••••••••• L••left Mar 28, 2008, registered Aug 5, 2016 (3052 days) · Other
- M•• F•••••••• S•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Feb 9, 2006, registered Apr 3, 2007 (418 days) · Other
- N••••••• D••• S••••••••• left P••• P••••••••• for W•••••• A•••••••• L•• (registered 2026-01-30)Mar 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address