RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• D•••••• S•••••••••
- Q•••• 1• W••••• B•••••••• I••• independent RIA currentsince Sep 2, 2010 · Fuquay-Varina, Nc
- G••••• F•••••••• P•••••• C••••••• I••• formerJan 8, 2014 to Oct 18, 2017 · Fuquay-Varina, Nc
- Q• A•••• M••••••••• C••••••••• mixed wealthNov 18, 2013 to Mar 26, 2018 · Fuquay Varina, Nc
- H••••• I••••••••• M••••••••• L•• independent RIAMar 4, 2008 to Sep 2, 2010 · Fuquay-Varina, Nc
- Q• A•••• M••••••••• C••••••••• to G••••• F•••••••• P•••••• C••••••• I•••left Mar 26, 2018, registered Jan 8, 2014 (-1538 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to no registered destinationleft Oct 18, 2017 · Departure, no registered destination
- H••••• I••••••••• M••••••••• L•• to Q•••• 1• W••••• B•••••••• I•••left Sep 2, 2010, registered Sep 2, 2010 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address