RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Jan 30, 2015 · Chevy Chase, Md
• N••• F•••••••• G••••• I••• former
  Jun 19, 2009 to Jan 30, 2015 · Bethesda, Md
• H••••••••• G••••• E••••• • R••••••••• S••••••••• unclassified
  Nov 20, 2007 to Dec 9, 2008 · Bethesda, Md
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jan 8, 2007 to Oct 8, 2007 · Washington, Dc

• N••• F•••••••• G••••• I••• to L•• F•••••••• L••
  left Jan 30, 2015, registered Jan 30, 2015 (0 days) · Other
• H••••••••• G••••• E••••• • R••••••••• S••••••••• to N••• F•••••••• G••••• I•••
  left Dec 9, 2008, registered Jun 19, 2009 (192 days) · Other
• C•••••••• G••••• M•••••• I••• to H••••••••• G••••• E••••• • R••••••••• S•••••••••
  left Oct 8, 2007, registered Nov 20, 2007 (43 days) · Other

• N••• A••••• C•••, registered through L•• F•••••••• L•• (Chevy Chase, MD), is a direct owner of Capital Financial Planners LLC, an adviser first registered 2026-05-15; in 2023-2025, 171 of 213 such owners registered at this class of firm moved to the new adviser within a year, median 75 days after the filing
  May 15, 2026 · Owner of a newly registered adviser · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address