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Registered advisor
M•••••• A• L•••••
Feed of 09/14/2026
Also filed as M•••••• Alliston L•••••
At current firm
0 y
since Jun 4, 2026
In the industry
19 y
since Oct 23, 2006 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 4, 2026 · Pine, Co
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Aug 25, 2023 · Pine, Co
- C••••• A•••••• N••••••• L•• formerFeb 22, 2019 to Jun 29, 2023 · San Diego, Ca
- E•••••••• A•••••••• L•• national BDJun 22, 2018 to Jan 23, 2019 · Lakewood, Co
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 30, 2017 to Apr 27, 2017 · Denver, Co
- W•••••• • R••• formerAug 10, 2016 to Oct 13, 2016 · Las Vegas, Nv
- L•• F•••••••• L•• BD affiliatedFeb 8, 2011 to Oct 6, 2014 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedJul 2, 2007 to Oct 11, 2010 · Boston, Ma
- S••••••• I••••••••• I••• formerJan 31, 2007 to May 29, 2007 · Alpharetta, Ga
- F•• S••••••••• C••••••••• formerNov 9, 2006 to Nov 30, 2006 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to C••••• A•••••• N••••••• L••left Jan 23, 2019, registered Feb 22, 2019 (30 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to E•••••••• A•••••••• L••left Apr 27, 2017, registered Jun 22, 2018 (421 days) · Other
- W•••••• • R••• to N••••••••• M••••• I••••••••• S•••••••••left Oct 13, 2016, registered Mar 30, 2017 (168 days) · Other
- L•• F•••••••• L•• to W•••••• • R•••left Oct 6, 2014, registered Aug 10, 2016 (674 days) · Other
- S••••••• I••••••••• I••• to L•• F•••••••• L••left May 29, 2007, registered Jul 2, 2007 (34 days) · Other
- F•• S••••••••• C••••••••• to S••••••• I••••••••• I•••left Nov 30, 2006, registered Jan 31, 2007 (62 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address