DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jenny Xiao Huang
Feed of 09/14/2026
Also filed as Jenny Huang
At current firm
4 y
since Jan 31, 2022
In the industry
21 y
since Aug 30, 2005 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Jan 31, 2022 · San Mateo, Ca
- Td Ameritrade Investment Management, LLC formerSep 15, 2014 to Sep 7, 2023 · San Francisco, Ca
- Td Ameritrade, Inc. formerSep 15, 2014 to Oct 14, 2022 · San Francisco, Ca
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Sep 5, 2014 · San Francisco, Ca
- Cetera Investment Services LLC formerJan 29, 2013 to Jan 21, 2014 · San Francisco, Ca
- LPL Financial LLC BD affiliatedOct 11, 2011 to Jan 30, 2013 · San Francisco, Ca
- Uvest Financial Services Group, Inc. unclassifiedFeb 16, 2010 to Oct 11, 2011 · Daly City, Ca
- LPL Financial LLC BD affiliatedFeb 17, 2009 to Feb 18, 2010 · Fort Mill, Sc
- Ucb Asset Management, Inc. unclassifiedJul 31, 2007 to Feb 18, 2009 · New York, Ny
- Ucb Investment Services, Inc. unclassifiedApr 26, 2007 to Feb 18, 2009 · Monterey Park, Ca
- Citicorp Investment Services unclassifiedAug 31, 2005 to May 4, 2006 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.left Sep 7, 2023, registered Jan 31, 2022 (-584 days) · corporate re-registration, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Oct 14, 2022, registered Sep 15, 2014 (-2951 days) · corporate re-registration, not a move
- Cetera Investment Advisers LLC to Td Ameritrade, Inc.left Sep 5, 2014, registered Sep 15, 2014 (10 days) · Other
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Cetera Investment Services LLCleft Jan 30, 2013, registered Jan 29, 2013 (-1 days) · Other
- Uvest Financial Services Group, Inc. to LPL Financial LLCleft Oct 11, 2011, registered Oct 11, 2011 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Uvest Financial Services Group, Inc.left Feb 18, 2010, registered Feb 16, 2010 (-2 days) · Other
- Ucb Investment Services, Inc. to Ucb Asset Management, Inc.left Feb 18, 2009, registered Jul 31, 2007 (-568 days) · Other
- Ucb Asset Management, Inc. to LPL Financial LLCleft Feb 18, 2009, registered Feb 17, 2009 (-1 days) · Other
- Citicorp Investment Services to Ucb Investment Services, Inc.left May 4, 2006, registered Apr 26, 2007 (357 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address