DFX Intelligence
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Registered advisor
R••••• J•••••• S••••
Feed of 09/14/2026
At current firm
4 y
since Jul 26, 2022
In the industry
20 y
since Aug 24, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 26, 2022 · Brandon, Fl
- O•••• W•••••• I••• BD affiliatedNov 2, 2018 to Jul 28, 2022 · Brandon, Fl
- S••••••• I••••••••• I••• formerMay 13, 2016 to Nov 2, 2018 · Brandon, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedNov 24, 2009 to May 13, 2016 · Brandon, Fl
- L•• F•••••••• L•• BD affiliatedAug 28, 2006 to Nov 11, 2009 · Brandon, Fl
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 28, 2022, registered Jul 26, 2022 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to T••••••••• F•••••••• A•••••••• L••left Nov 11, 2009, registered Nov 24, 2009 (13 days) · Other
Signals
- ••• LockedJul 28, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address