RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• J••••• L•••
- A•••••••• A•••••••• L•• independent RIA currentsince Jul 17, 2012 · Doylestown, Pa
- F••••• O••••• G•••• L•• unclassifiedOct 22, 2008 to Jan 20, 2012 · Pinehurst, Nc
- W•••• C•••••• A•••••••• L•• independent RIAApr 2, 2008 to Oct 21, 2008 · Doylestown, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 27, 2005 to Apr 10, 2006 · Plainsboro, Nj
- F••••• O••••• G•••• L•• to A•••••••• A•••••••• L••left Jan 20, 2012, registered Jul 17, 2012 (179 days) · Other
- W•••• C•••••• A•••••••• L•• to F••••• O••••• G•••• L••left Oct 21, 2008, registered Oct 22, 2008 (1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• C•••••• A•••••••• L••left Apr 10, 2006, registered Apr 2, 2008 (723 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address