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RIA Intelligence
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Registered advisor
R••••• L••• H•••••
Feed of 09/14/2026
Also filed as R••••• L••• H•••••
At current firm
0 y
since Dec 5, 2025
In the industry
21 y
since Mar 1, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Dec 5, 2025 · Addison, Tx
- L•• F•••••••• L•• BD affiliatedFeb 13, 2025 to Oct 2, 2025 · Austin, Tx
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 17, 2022 to Oct 7, 2024 · Frisco, Tx
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Feb 14, 2022 · Dallas, Tx
- 1•• G••••• A••••••• I•• formerMay 11, 2016 to Oct 25, 2019 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Oct 2, 2025, registered Dec 5, 2025 (64 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to L•• F•••••••• L••left Oct 7, 2024, registered Feb 13, 2025 (129 days) · Other
- A•••••• A••••••• S••••••• to N••••••••• M••••• I••••••••• S•••••••••left Feb 14, 2022, registered Jun 17, 2022 (123 days) · Other
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
Signals
- R••••• L••• H••••• left L•• F•••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-12-05)Oct 2, 2025 · Advisor changed firm · fact
- R••••• L••• H••••• left N••••••••• M••••• I••••••••• S••••••••• for L•• F•••••••• L•• (registered 2025-02-13)Oct 7, 2024 · Advisor changed firm · fact
- R••••• L••• H••••• left A•••••• A••••••• S••••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2022-06-17)Feb 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address