RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• D•••• F••••••
- C••• I••••••••• A•••••••• I••• independent RIA currentsince Mar 7, 2014 · Mcdonough, Ga
- S•• A•••••••• I••• formerJan 12, 2010 to Apr 1, 2010 · Crofton, Md
- M•••••••• A••••••• S•••••••• L•• unclassifiedMay 2, 2008 to Nov 10, 2009 · Fort Meade, Md
- L•• F•••••••• L•• BD affiliatedFeb 19, 2008 to Mar 14, 2008 · Clarksville, Md
- S•• A•••••••• I••• to C••• I••••••••• A•••••••• I•••left Apr 1, 2010, registered Mar 7, 2014 (1436 days) · Other
- M•••••••• A••••••• S•••••••• L•• to S•• A•••••••• I•••left Nov 10, 2009, registered Jan 12, 2010 (63 days) · Other
- L•• F•••••••• L•• to M•••••••• A••••••• S•••••••• L••left Mar 14, 2008, registered May 2, 2008 (49 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address