RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• A•• M•••••• R•••••••
- N••••• A•••• M••••••••• L•• mixed wealth currentsince Sep 3, 2021 · Chicago, Il
- A•••••••• C•••••• M••••••••• L•• otherOct 16, 2017 to Jul 8, 2021 · Newport Beach, Ca
- U•• F•••••••• S••••••• I••• wirehouseAug 1, 2006 to Jul 25, 2017 · Beverly Hills, Ca
- A•••••••• C•••••• M••••••••• L•• to N••••• A•••• M••••••••• L••left Jul 8, 2021, registered Sep 3, 2021 (57 days) · Other
- U•• F•••••••• S••••••• I••• to A•••••••• C•••••• M••••••••• L••left Jul 25, 2017, registered Oct 16, 2017 (83 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address