RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•• S••••••••• L•• no RAUM currentsince Mar 18, 2025 · Charlotte, Nc
- P••••• P•••••••• L•• formerFeb 4, 2013 to Jun 6, 2022 · West Columbia, Sc
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 2, 2006 to Jan 22, 2013 · Charlotte, Nc
- T• A••••••••• I••• formerOct 2, 2006 to Jan 22, 2013 · Charlotte, Nc
- M••••• S•••••• D• I••• unclassifiedSep 14, 2005 to Jul 5, 2006 · Lancaster, Pa
- P••••• P•••••••• L•• to M•• S••••••••• L••left Jun 6, 2022, registered Mar 18, 2025 (1016 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 22, 2013, registered Oct 2, 2006 (-2304 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 22, 2013, registered Oct 2, 2006 (-2304 days) · Other
- M••••• S•••••• D• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 5, 2006, registered Oct 2, 2006 (89 days) · Other
- J••••••• D•••• K••••••• left P••••• P•••••••• L•• for M•• S••••••••• L•• (registered 2025-03-18)Jun 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address