RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••••• A•••••• T••••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Dec 28, 2015 · Tampa, Fl
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerMay 12, 2010 to Oct 2, 2015 · Atlanta, Ga
- G•••••••• F••••••••• I•• unclassifiedFeb 13, 2008 to Mar 29, 2010 · Dallas, Tx
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 2, 2015, registered Dec 28, 2015 (87 days) · Other
- G•••••••• F••••••••• I•• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Mar 29, 2010, registered May 12, 2010 (44 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address