RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• S•••• K••••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Princeton, Nj
- S••••••••• A•••••• A•••••••• I••• formerJul 17, 2020 to Jun 14, 2024 · Princeton, Nj
- I••••••••• A••••••• S••••••• I•• formerApr 26, 2019 to Jul 17, 2020 · Princeton, Nj
- I••••••••• A••••••• S••••••• I•• formerJan 25, 2011 to Dec 19, 2017 · Miami, Fl
- S••••• F•••••••• G•••• I•• formerOct 28, 2009 to Dec 22, 2010 · Boca Raton, Fl
- M••••• S•••••• C••••••••• unclassifiedAug 22, 2006 to Oct 13, 2009 · Boston, Ma
- M••••• S•••••• D• I••• unclassifiedAug 5, 2005 to Aug 4, 2006 · Boca Raton, Fl
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- S••••• F•••••••• G•••• I•• to I••••••••• A••••••• S••••••• I••left Dec 22, 2010, registered Jan 25, 2011 (34 days) · Other
- M••••• S•••••• C••••••••• to S••••• F•••••••• G•••• I••left Oct 13, 2009, registered Oct 28, 2009 (15 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• C•••••••••left Aug 4, 2006, registered Aug 22, 2006 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address