DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Query

Independence Wealth Advisors, LLCindependent RIAIndependence, OhIA-onlyIAPD 4952284

Certified Financial Planner

Feed of 09/14/2026

Also filed as Joseph Randolph Query

At current firm

6 y

since May 14, 2020

In the industry

21 y

since Jun 27, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Vice Presidentreportediwadirect.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Independence Wealth Advisors, LLC independent RIA current
since May 14, 2020 · Independence, Oh
Strategic Wealth Partners, Ltd. independent RIA
Jan 14, 2016 to Feb 11, 2022 · Independence, Oh
Td Ameritrade Investment Management, LLC former
Jan 9, 2013 to Feb 5, 2015 · Beachwood, Oh
Td Ameritrade, Inc. former
Jan 9, 2013 to Feb 5, 2015 · Orange Village, Oh
Citizens Securities, Inc. BD affiliated
Sep 17, 2008 to Jan 3, 2013 · Middlefield, Oh
Fifth Third Securities, Inc. BD affiliated
Sep 4, 2007 to Sep 11, 2008 · Maple Heights, Oh
Natcity Investments, Inc. unclassified
Jul 5, 2006 to Aug 29, 2007 · Chagrin Falls, Oh
Morgan Stanley Dw Inc. unclassified
Jun 29, 2005 to Jun 7, 2006 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

Strategic Wealth Partners, Ltd. to Independence Wealth Advisors, LLC
left Feb 11, 2022, registered May 14, 2020 (-638 days) · RIA to RIA · moved with a team
Td Ameritrade Investment Management, LLC to Strategic Wealth Partners, Ltd.
left Feb 5, 2015, registered Jan 14, 2016 (343 days) · Other
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Feb 5, 2015, registered Jan 9, 2013 (-757 days) · channel change inside one enterprise, not a move
Citizens Securities, Inc. to Td Ameritrade, Inc.
left Jan 3, 2013, registered Jan 9, 2013 (6 days) · Other
Fifth Third Securities, Inc. to Citizens Securities, Inc.
left Sep 11, 2008, registered Sep 17, 2008 (6 days) · Other
Natcity Investments, Inc. to Fifth Third Securities, Inc.
left Aug 29, 2007, registered Sep 4, 2007 (6 days) · Other
Morgan Stanley Dw Inc. to Natcity Investments, Inc.
left Jun 7, 2006, registered Jul 5, 2006 (28 days) · Other

Signals

Joseph Query left Strategic Wealth Partners, Ltd. for Independence Wealth Advisors, Llc (registered 2020-05-14)
Feb 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address