DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• S• N•••••

R••••• F••••••••• L••independent RIAMelbourne, Fl IA-onlyIAPD 4956896

Chartered Financial Analyst

Feed of 09/14/2026

At current firm

0 y

since Dec 12, 2025

In the industry

21 y

since Jul 13, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• F••••••••• L•• independent RIA current
since Dec 12, 2025 · Fernandina, Fl
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Dec 3, 2025 · Hampton, Va
S••••••••• A•••••• A•••••••• I••• former
Dec 8, 2014 to Jun 14, 2024 · Fernandina Beach, Fl
E•• F•••••••• A••••••• independent RIA
Jan 22, 2010 to Dec 22, 2014 · Jacksonville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 1, 2008 to Jan 19, 2010 · Fernandina Beach, Fl
U•• F•••••••• S••••••• I••• wirehouse
Jul 18, 2005 to Aug 14, 2008 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to R••••• F••••••••• L••
left Dec 3, 2025, registered Dec 12, 2025 (9 days) · Affiliated broker-dealer or bank to independent RIA
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
E•• F•••••••• A••••••• to S••••••••• A•••••• A•••••••• I•••
left Dec 22, 2014, registered Dec 8, 2014 (-14 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•• F•••••••• A•••••••
left Jan 19, 2010, registered Jan 22, 2010 (3 days) · Other
U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 14, 2008, registered Aug 1, 2008 (-13 days) · Wirehouse to wirehouse

Signals

N••••• S• N••••• left O•••• W•••••• I••• for R••••• F••••••••• L•• (registered 2025-12-12)
Dec 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address