DFX Intelligence
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Registered advisor
D••••• L• J••••
Feed of 09/14/2026
Also filed as D••••• J••••
At current firm
4 y
since Sep 19, 2022
In the industry
21 y
since Sep 1, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• C•••••• M••••••••• L•• independent RIA currentsince Sep 19, 2022 · Cleveland, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDSep 26, 2005 to Aug 31, 2022 · Hudson, Oh
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to M•• C•••••• M••••••••• L••left Aug 31, 2022, registered Sep 19, 2022 (19 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- D••••• L• J•••• left A••••••••• F•••••••• S•••••••• L•• for M•• C•••••• M••••••••• L•• (registered 2022-09-19)Aug 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address