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Registered advisor
S••••• J• R••••
Feed of 09/15/2026
Also filed as S••••• R••••
At current firm
1 y
since Nov 14, 2024
In the industry
21 y
since Jul 21, 2005 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Somerset, Nj
- P•••• S••••••••• L•• no RAUMApr 15, 2019 to Nov 14, 2024 · East Brunswick, Nj
- O•••• F•• I••• formerSep 2, 2014 to Apr 1, 2019 · Iselin, Nj
- M•• F•••••••• S•••••••• I••• formerMar 4, 2009 to Sep 4, 2014 · Piscataway, Nj
- G•••••••• F••••••••• I•• unclassifiedMar 24, 2008 to Jan 7, 2009 · Eatontown, Nj
- C•••• I••••••••• S••••••• C•••• formerMar 28, 2007 to Feb 4, 2008 · Madison, Nj
- I••• S••••••••• I••• unclassifiedSep 11, 2006 to Mar 22, 2007 · Staten Island, Ny
- E•••• N••••••• S••••••••• I••• formerJul 21, 2006 to Sep 12, 2006 · Staten Island, Ny
- U•• F•••••••• S••••••• I••• wirehouseJul 22, 2005 to May 25, 2006 · Edison, Nj
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- O•••• F•• I••• to P•••• S••••••••• L••left Apr 1, 2019, registered Apr 15, 2019 (14 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to O•••• F•• I•••left Sep 4, 2014, registered Sep 2, 2014 (-2 days) · Other
- G•••••••• F••••••••• I•• to M•• F•••••••• S•••••••• I•••left Jan 7, 2009, registered Mar 4, 2009 (56 days) · Other
- C•••• I••••••••• S••••••• C•••• to G•••••••• F••••••••• I••left Feb 4, 2008, registered Mar 24, 2008 (49 days) · Other
- I••• S••••••••• I••• to C•••• I••••••••• S••••••• C••••left Mar 22, 2007, registered Mar 28, 2007 (6 days) · Other
- E•••• N••••••• S••••••••• I••• to I••• S••••••••• I•••left Sep 12, 2006, registered Sep 11, 2006 (-1 days) · Other
- U•• F•••••••• S••••••• I••• to E•••• N••••••• S••••••••• I•••left May 25, 2006, registered Jul 21, 2006 (57 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address