RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- G••••••• F••••••••• L•• former currentsince Jun 5, 2023 · Bluffton, Sc
- A•• F•••••••• S•••••••• L•• independent RIAJul 8, 2019 to May 4, 2023 · Westminster, Co
- H••••• I••••••••• M••••••••• L•• independent RIAApr 23, 2012 to Aug 13, 2019 · Broomfield, Co
- A•• F•••••••• S•••••••• L•• to G••••••• F••••••••• L••left May 4, 2023, registered Jun 5, 2023 (32 days) · RIA to a newly registered adviser
- H••••• I••••••••• M••••••••• L•• to A•• F•••••••• S•••••••• L••left Aug 13, 2019, registered Jul 8, 2019 (-36 days) · RIA to RIA · moved with a team
- Brian Erle Gray left Apo Financial Services, Llc for Graylark Financial, Llc (registered 2023-06-05)May 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address