RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• K• L••
- B••••••••• C•••••• M••••••••• L•• state registered currentsince Jan 26, 2011 · El Dorado Hills, Ca
- L•• F•••••••• L•• BD affiliatedApr 24, 2009 to Jan 18, 2011 · Davis, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 9, 2005 to Aug 19, 2008 · Walnut Creek, Ca
- L•• F•••••••• L•• to B••••••••• C•••••• M••••••••• L••left Jan 18, 2011, registered Jan 26, 2011 (8 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Aug 19, 2008, registered Apr 24, 2009 (248 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address