RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B•• W••••• G••••• L•• state registered currentsince Aug 7, 2024 · Mclean, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 30, 2017 to Jul 23, 2024 · Baltimore, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 2, 2011 to Aug 31, 2011 · Charlottesville, Va
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 15, 2008 to Apr 3, 2009 · Charlottesville, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B•• W••••• G••••• L••left Jul 23, 2024, registered Aug 7, 2024 (15 days) · Wirehouse to a state-registered adviser
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 3, 2009, registered Mar 2, 2011 (698 days) · Other
- L•••• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B•• W••••• G••••• L•• (registered 2024-08-07)Jul 23, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address