DFX Intelligence
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Registered advisor
K•••• M• C•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
12 y
since Mar 27, 2014
In the industry
21 y
since Jul 15, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• P••••••• independent RIA currentsince Mar 27, 2014 · Overland Park, Ks
- J••• M••••• S••••••••• L•• wirehouseMay 20, 2013 to Mar 13, 2014 · Cincinnati, Oh
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 19, 2006 to May 28, 2013 · Cincinnati, Oh
- T• A••••••••• I••• formerOct 19, 2006 to May 28, 2013 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to C••••••• P•••••••left Mar 13, 2014, registered Mar 27, 2014 (14 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left May 28, 2013, registered Oct 19, 2006 (-2413 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left May 28, 2013, registered Oct 19, 2006 (-2413 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address