RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••••• X••••• M••••••••
- G••••• V•••••• W••••• M••••••••• state registered currentsince Jan 1, 2026 · Encinitas, Ca
- W••••• A•••••••• P•••••••• L•• independent RIAJun 2, 2011 to Aug 9, 2017 · San Diego, Ca
- A••••••• W••••• P••••••• unclassifiedAug 12, 2008 to May 13, 2011 · San Diego, Ca
- F•••• A••••• S••••••••• I••• formerApr 14, 2008 to Oct 12, 2010 · San Diego, Ca
- O•••• F•• I••• formerFeb 28, 2006 to Apr 9, 2008 · La Jolla, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDOct 26, 2005 to Apr 3, 2006 · San Diego, Ca
- W••••• A•••••••• P•••••••• L•• to G••••• V•••••• W••••• M•••••••••left Aug 9, 2017, registered Jan 1, 2026 (3067 days) · Other
- A••••••• W••••• P••••••• to W••••• A•••••••• P•••••••• L••left May 13, 2011, registered Jun 2, 2011 (20 days) · Other
- F•••• A••••• S••••••••• I••• to A••••••• W••••• P•••••••left Oct 12, 2010, registered Aug 12, 2008 (-791 days) · Other
- O•••• F•• I••• to F•••• A••••• S••••••••• I•••left Apr 9, 2008, registered Apr 14, 2008 (5 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to O•••• F•• I•••left Apr 3, 2006, registered Feb 28, 2006 (-34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address