J••• A•••• B••••••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Aug 7, 2025 · Atlanta, Ga
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jan 22, 2021 to Jun 25, 2025 · Baton Rouge, La
• O•••• F•• I••• former
  Apr 19, 2018 to Jan 28, 2021 · Lafayette, La
• L•• F•••••••• L•• BD affiliated
  Nov 11, 2011 to Apr 26, 2018 · Lafayette, La
• I••••• F•••••••• C••••••••• former
  Oct 15, 2010 to Nov 18, 2011 · Lafayette, La
• U•• F•••••••• S••••••• I••• wirehouse
  Feb 17, 2009 to Oct 15, 2010 · Lafayette, La

• O•••• F•• I••• to A••••••••• F•••••••• S•••••••• L••
  left Jan 28, 2021, registered Jan 22, 2021 (-6 days) · Affiliated broker-dealer or bank to another
• L•• F•••••••• L•• to O•••• F•• I•••
  left Apr 26, 2018, registered Apr 19, 2018 (-7 days) · RIA to affiliated broker-dealer or bank
• I••••• F•••••••• C••••••••• to L•• F•••••••• L••
  left Nov 18, 2011, registered Nov 11, 2011 (-7 days) · Other
• U•• F•••••••• S••••••• I••• to I••••• F•••••••• C•••••••••
  left Oct 15, 2010, registered Oct 15, 2010 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address