DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Colin Hamilton Smith
Feed of 09/14/2026
At current firm
9 y
since Mar 25, 2017
In the industry
29 y
since Sep 1, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- MML Investors Services, LLC BD affiliated currentsince Mar 25, 2017 · Great Barrington, Ma
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Great Barrington, Ma
- Mariner independent RIAJan 29, 2013 to Apr 5, 2018 · Overland Park,, Ks
- New England Securities Corporation formerDec 14, 2012 to Jan 2, 2015 · Great Barrington, Ma
- 1st Global Advisors Inc formerFeb 9, 2006 to Dec 14, 2012 · Great Barrington, Ma
Moves
a registration end followed by a registration begin elsewhere
- Mariner to Msi Financial Services, Inc.left Apr 5, 2018, registered Jan 2, 2015 (-1189 days) · Other · moved with a team
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Marinerleft Jan 2, 2015, registered Jan 29, 2013 (-703 days) · Other · moved with a team
- 1st Global Advisors Inc to New England Securities Corporationleft Dec 14, 2012, registered Dec 14, 2012 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address