RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• K•••••
- A••••• W••••• M••••••••• state registered currentsince Nov 26, 2019 · Kalispell, Mt
- J•••••• • S••••• W••••• M••••••••• G••••• L•• formerFeb 19, 2008 to Dec 16, 2019 · Kalispell, Mt
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 15, 2005 to Jan 2, 2008 · Spokane, Wa
- J•••••• • S••••• W••••• M••••••••• G••••• L•• to A••••• W••••• M•••••••••left Dec 16, 2019, registered Nov 26, 2019 (-20 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J•••••• • S••••• W••••• M••••••••• G••••• L••left Jan 2, 2008, registered Feb 19, 2008 (48 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address