RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J• D•••••
- L•••••••• F•••••••• A•••••••• I••• state registered currentsince Jan 12, 2017 · Saint Louis, Mo
- L•••••••• F•••••••• A•••••••• I••• state registeredJan 25, 2010 to Dec 31, 2016 · Saint Louis, Mo
- M••••• G•••• I••••••••• A•••••••• L•• independent RIAJan 10, 2008 to Nov 20, 2009 · St. Louis, Mo
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 2, 2006 to Dec 31, 2007 · St Louis, Mo
- M••••• G•••• I••••••••• A•••••••• L•• to L•••••••• F•••••••• A•••••••• I•••left Nov 20, 2009, registered Jan 25, 2010 (66 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to M••••• G•••• I••••••••• A•••••••• L••left Dec 31, 2007, registered Jan 10, 2008 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address