RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M••• G•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 12, 2016 · Atlanta, Ga
- D•••••• L••• S••••• L•• formerJul 1, 2015 to Apr 8, 2016 · Alpharetta, Ga
- L•• F•••••••• L•• BD affiliatedOct 10, 2008 to Jun 25, 2015 · Kennesaw, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDAug 25, 2005 to Sep 17, 2008 · Alpharetta, Ga
- D•••••• L••• S••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 8, 2016, registered Apr 12, 2016 (4 days) · Other
- L•• F•••••••• L•• to D•••••• L••• S••••• L••left Jun 25, 2015, registered Jul 1, 2015 (6 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Sep 17, 2008, registered Oct 10, 2008 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address