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Registered advisor
L••• T••••• P•••••••••
Feed of 09/14/2026
At current firm
2 y
since Jun 14, 2024
In the industry
18 y
since Jun 18, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Omaha, Ne
- S••••••••• A•••••• A•••••••• I••• formerAug 5, 2022 to Jun 14, 2024 · Omaha, Ne
- S••••••••• A•••••• A•••••••• I••• formerApr 2, 2012 to Aug 5, 2022 · La Vista, Ne
- S••••••• I••••••••• I••• formerJun 25, 2010 to Mar 30, 2012 · Overland Park, Ks
- S••••••••• A•••••• A•••••••• I••• formerJul 11, 2008 to Nov 2, 2009 · La Vista, Ne
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Mar 30, 2012, registered Apr 2, 2012 (3 days) · Other
- S••••••••• A•••••• A•••••••• I••• to S••••••• I••••••••• I•••left Nov 2, 2009, registered Jun 25, 2010 (235 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address