DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• B••••• L••••

L•• F•••••••• L••BD affiliatedWauwatosa, Widual registrantIAPD 4985072

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••••• B••••• Kacic

At current firm

2 y

since May 13, 2024

In the industry

21 y

since Sep 8, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 13, 2024 · Wauwatosa, Wi
U••• B•••••• I••••••••• I••• former
Apr 6, 2020 to Mar 12, 2024 · West Allis, Wi
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Oct 5, 2017 to Mar 30, 2020 · Milwaukee, Wi
R••••• W• B•••• • C•• I••••••••• mixed wealth
Dec 10, 2007 to May 31, 2017 · Milwaukee, Wi
C•••••••• G••••• M•••••• I••• BD affiliated
Jun 14, 2007 to Dec 13, 2007 · Chicago, Il
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 9, 2005 to Jun 28, 2006 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to L•• F•••••••• L••
left Mar 12, 2024, registered May 13, 2024 (62 days) · Affiliated broker-dealer or bank to another
N••••••••• M••••• I••••••••• S••••••••• to U••• B•••••• I••••••••• I•••
left Mar 30, 2020, registered Apr 6, 2020 (7 days) · Other
R••••• W• B•••• • C•• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left May 31, 2017, registered Oct 5, 2017 (127 days) · Other
C•••••••• G••••• M•••••• I••• to R••••• W• B•••• • C•• I•••••••••
left Dec 13, 2007, registered Dec 10, 2007 (-3 days) · Other
A••••••••• F•••••••• S•••••••• L•• to C•••••••• G••••• M•••••• I•••
left Jun 28, 2006, registered Jun 14, 2007 (351 days) · Other

Signals

A••••• B••••• L•••• left U••• B•••••• I••••••••• I••• for L•• F•••••••• L•• (registered 2024-05-13)
Mar 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address