DFX Intelligence
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Registered advisor
A•••••• G••••••• S•••••••
Feed of 09/14/2026
Also filed as A•••••• G• S••••••••• G••••••• S•••••••
At current firm
6 y
since Jul 13, 2020
In the industry
19 y
since Oct 16, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jul 13, 2020 · Burlington, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 5, 2010 to Jul 13, 2020 · Burlington, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJun 17, 2008 to Mar 25, 2009 · Waltham, Ma
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Jul 13, 2020, registered Jul 13, 2020 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 25, 2009, registered Jan 5, 2010 (286 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address