RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A•••• D•••••
- Q•••••• F•••••••• A•••••••• L•• independent RIA currentsince Jan 3, 2022 · El Segundo, Ca
- A••••• W••••• P••••••• independent RIAFeb 14, 2012 to Jan 28, 2022 · Culver City, Ca
- Q•••••• W••••• M••••••••• L•• unclassifiedOct 14, 2005 to Dec 31, 2012 · Santa Monica, Ca
- A••••• W••••• P••••••• to Q•••••• F•••••••• A•••••••• L••left Jan 28, 2022, registered Jan 3, 2022 (-25 days) · RIA to a newly registered adviser · moved with a team
- Q•••••• W••••• M••••••••• L•• to A••••• W••••• P•••••••left Dec 31, 2012, registered Feb 14, 2012 (-321 days) · Other
- D•••• A•••• D••••• left A••••• W••••• P••••••• for Q•••••• F•••••••• A•••••••• L•• (registered 2022-01-03)Jan 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address