RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••••• V•••••
- H••• S••••••••• •••• I••• BD affiliated currentsince Apr 24, 2023 · Miami, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 7, 2020 to Apr 13, 2023 · Miami, Fl
- P••••••••• W••••• A••••••• independent RIAApr 16, 2007 to Sep 5, 2007 · Fort Lauderdale, Fl
- C•••••••• G••••• M•••••• I••• to H••• S••••••••• •••• I•••left Apr 13, 2023, registered Apr 24, 2023 (11 days) · Affiliated broker-dealer or bank to another
- P••••••••• W••••• A••••••• to C•••••••• G••••• M•••••• I•••left Sep 5, 2007, registered Dec 7, 2020 (4842 days) · Other
- D••••••• V••••• left C•••••••• G••••• M•••••• I••• for H••• S••••••••• •••• I••• (registered 2023-04-24)Apr 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address