M•••••• A•••••••••

Feed of 09/14/2026

Also filed as M•••••• A•••

At current firm

12 y

since May 14, 2014

In the industry

20 y

since Oct 18, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to May 21, 2014 · San Francisco, Ca
C•••• I••••••••• S••••••• C•••• former
Dec 4, 2009 to Oct 1, 2012 · San Jose, Ca
E••••• J•••• national BD
Jul 7, 2009 to Sep 16, 2009 · San Jose, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Jan 30, 2008 to Jan 29, 2009 · Turlock, Ca
W•••• F•••• I••••••••• L•• unclassified
Oct 19, 2005 to Jan 15, 2008 · Turlock, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left May 21, 2014, registered May 14, 2014 (-7 days) · Wirehouse to wirehouse
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
E••••• J•••• to C•••• I••••••••• S••••••• C••••
left Sep 16, 2009, registered Dec 4, 2009 (79 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to E••••• J••••
left Jan 29, 2009, registered Jul 7, 2009 (159 days) · Other
W•••• F•••• I••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Jan 15, 2008, registered Jan 30, 2008 (15 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address