DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Jerry Soukup
Certified Financial Planner
Feed of 09/14/2026
Also filed as James Jerry Soukup
At current firm
6 y
since Feb 19, 2020
In the industry
20 y
since Sep 23, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
13
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fbl Wealth Management, LLC BD affiliated currentsince Feb 19, 2020 · West Des Moines, Ia
- Bmo Harris Financial Advisors, Inc formerJul 24, 2014 to Feb 19, 2020 · Olathe, Ks
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 29, 2012 to Jul 16, 2014 · Olathe, Ks
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 28, 2010 to Jun 25, 2012 · Jacksonville, Fl
- Td Ameritrade Investment Management, LLC formerAug 3, 2006 to Aug 31, 2010 · St Paul, Mn
- Td Ameritrade, Inc. formerAug 3, 2006 to Aug 3, 2006 · St. Paul, Mn
Moves
a registration end followed by a registration begin elsewhere
- Bmo Harris Financial Advisors, Inc to Fbl Wealth Management, LLCleft Feb 19, 2020, registered Feb 19, 2020 (0 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bmo Harris Financial Advisors, Incleft Jul 16, 2014, registered Jul 24, 2014 (8 days) · Other
- Td Ameritrade Investment Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 31, 2010, registered Aug 28, 2010 (-3 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Aug 3, 2006, registered Aug 3, 2006 (0 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address