DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• L••••• C••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedFort Collins, Codual registrantIAPD 4995730

Feed of 09/14/2026

Also filed as Jc L••••• Cox

At current firm

0 y

since Apr 1, 2026

In the industry

20 y

since Nov 16, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Apr 1, 2026 · Fort Collins, Co
L•• F•••••••• L•• BD affiliated
Feb 14, 2018 to Apr 10, 2026 · Fort Collins, Co
S•• I••••••••• I••• former
Aug 1, 2014 to Feb 14, 2018 · Fort Collins, Co
A•••••• A••••••• S••••••• former
Sep 28, 2009 to Aug 13, 2014 · Wellington, Co
W•••• F•••• I••••••••• L•• unclassified
Nov 18, 2005 to Dec 16, 2008 · Fort Collins, Co

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 10, 2026, registered Apr 1, 2026 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
S•• I••••••••• I••• to L•• F•••••••• L••
left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
A•••••• A••••••• S••••••• to S•• I••••••••• I•••
left Aug 13, 2014, registered Aug 1, 2014 (-12 days) · Other
W•••• F•••• I••••••••• L•• to A•••••• A••••••• S•••••••
left Dec 16, 2008, registered Sep 28, 2009 (286 days) · Other

Signals

J•••• L••••• C•• left L•• F•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-04-01)
Apr 10, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address