RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• A•••••• P••••••••
- D• • C• A•••••••• L•• independent RIA currentsince Apr 15, 2011 · Holland, Mi
- L•• F•••••••• L•• BD affiliatedOct 1, 2010 to Jun 28, 2011 · Holland, Mi
- S•• F•••••••• S•••••••• L•• unclassifiedMar 23, 2010 to Apr 6, 2011 · Grand Haven, Mi
- L•• F•••••••• L•• to D• • C• A•••••••• L••left Jun 28, 2011, registered Apr 15, 2011 (-74 days) · Other
- S•• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Apr 6, 2011, registered Oct 1, 2010 (-187 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address