DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher James Siverson

LPL Financial LLCBD affiliatedFargo, Nd dual registrantIAPD 4996577

Feed of 09/15/2026

Also filed as Chris Siverson

At current firm

0 y

since Jan 1, 2026

In the industry

20 y

since Aug 14, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jan 1, 2026 · Ellendale, Nd
Ica Group Wealth Management, LLC former
Dec 13, 2021 to Sep 23, 2024 · Fargo, Nd
Investment Centers Of America, Inc. former
Nov 30, 2015 to Dec 6, 2017 · Fargo, Nd
Securities America Advisors, Inc. former
Feb 22, 2012 to Dec 1, 2015 · Fargo, Nd
Investment Centers Of America, Inc. former
Jun 29, 2009 to Feb 22, 2012 · Fargo, Nd
Fintegra, LLC former
Oct 3, 2006 to Aug 14, 2007 · Fargo, Nd

Moves

a registration end followed by a registration begin elsewhere

Ica Group Wealth Management, LLC to LPL Financial LLC
left Sep 23, 2024, registered Jan 1, 2026 (465 days) · RIA to affiliated broker-dealer or bank
Investment Centers Of America, Inc. to Ica Group Wealth Management, LLC
left Dec 6, 2017, registered Dec 13, 2021 (1468 days) · Other · moved with a team
Securities America Advisors, Inc. to Investment Centers Of America, Inc.
left Dec 1, 2015, registered Nov 30, 2015 (-1 days) · Other · moved with a team
Investment Centers Of America, Inc. to Securities America Advisors, Inc.
left Feb 22, 2012, registered Feb 22, 2012 (0 days) · Other
Fintegra, LLC to Investment Centers Of America, Inc.
left Aug 14, 2007, registered Jun 29, 2009 (685 days) · Other

Signals

Christopher James Siverson left Ica Group Wealth Management, Llc for Lpl Financial Llc (registered 2026-01-01)
Sep 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address