RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• J••••
- F••••••• W••••• P••••••• L•• independent RIA currentsince Sep 16, 2026 · Newport Beach, Ca
- Y••••••• C•••••• M••••••••• independent RIA currentsince Jun 20, 2012 · Newport Beach, Ca
- S••••• M•••• M••••••••• I••• independent RIAMar 10, 2011 to Jun 1, 2012 · Los Angeles, Ca
- S••••• P•••••••• M••••••••• I•• formerMar 24, 2006 to Dec 31, 2012 · Aliso Viejo, Ca
- S••••• P•••••••• M••••••••• I•• to S••••• M•••• M••••••••• I•••left Dec 31, 2012, registered Mar 10, 2011 (-662 days) · Other
- S••••• M•••• M••••••••• I••• to Y••••••• C•••••• M•••••••••left Jun 1, 2012, registered Jun 20, 2012 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address