DFX Intelligence
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Registered advisor
M•••••• A• M••••••••
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
2 y
since Dec 22, 2023
In the industry
20 y
since Oct 13, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• C•••••• M••••••••• L•• independent RIA currentsince Dec 22, 2023 · Cleveland, Oh
- M••••••••• P••••••• L•• unclassifiedJun 23, 2020 to Oct 23, 2023 · Ponte Vedra Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••••••• P••••••• L•• to M•• C•••••• M••••••••• L••left Oct 23, 2023, registered Dec 22, 2023 (60 days) · Other
Signals
- M•••••• A• M•••••••• left M••••••••• P••••••• L•• for M•• C•••••• M••••••••• L•• (registered 2023-12-22)Oct 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address