DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Casey Lee Fox

Erben Associates, LLCmixed wealthAustin, Txdual registrantIAPD 5003167

Feed of 09/14/2026

At current firm

4 y

since Aug 16, 2022

In the industry

20 y

since Aug 22, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Director of Financial Planningreportederbenassociates.comfirm site, Sep 15, 2026
Professional profile: erbenassociates.com/about/team/casey-l-foxreportederbenassociates.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Erben Associates, LLC mixed wealth current
since Aug 16, 2022 · Austin, Tx
MML Investors Services, LLC BD affiliated
Mar 25, 2017 to Aug 8, 2022 · Austin, Tx
Msi Financial Services, Inc. former
Jan 2, 2015 to Mar 25, 2017 · Austin, Tx
New England Securities Corporation former
May 3, 2007 to Jan 2, 2015 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to Erben Associates, LLC
left Aug 8, 2022, registered Aug 16, 2022 (8 days) · Affiliated broker-dealer or bank to independent RIA
Msi Financial Services, Inc. to MML Investors Services, LLC
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
New England Securities Corporation to Msi Financial Services, Inc.
left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move

Signals

Casey Lee Fox left Mml Investors Services, Llc for Erben Associates, Llc (registered 2022-08-16)
Aug 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address