DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joshua Lin Wolberg
Certified Financial Planner
Feed of 09/14/2026
Also filed as Joshua L Wolberg
At current firm
5 y
since Jul 9, 2021
In the industry
19 y
since Sep 10, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Great River Financial independent RIA currentsince Jul 9, 2021 · Plymouth, Mn
- Onedigital institutionalDec 22, 2014 to Dec 31, 2014 · Golden Valley, Mn
- Onedigital institutionalDec 22, 2014 to Dec 15, 2021 · Golden Valley, Mn
- Financial Advocates Advisory Services formerJan 28, 2014 to Dec 31, 2014 · Olympia, Wa
- LPL Financial LLC BD affiliatedFeb 5, 2010 to Sep 7, 2016 · Golden Valley, Mn
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 12, 2007 to Feb 9, 2010 · Bloomington, Mn
Moves
a registration end followed by a registration begin elsewhere
- Onedigital to Great River Financialleft Dec 15, 2021, registered Jul 9, 2021 (-159 days) · Other
- LPL Financial LLC to Financial Advocates Advisory Servicesleft Sep 7, 2016, registered Jan 28, 2014 (-953 days) · Other
- Financial Advocates Advisory Services to Onedigitalleft Dec 31, 2014, registered Dec 22, 2014 (-9 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLCleft Feb 9, 2010, registered Feb 5, 2010 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address