RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• S•••• A••••••••
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Jul 9, 2026 · Clarkston, Mi
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 7, 2024 · Clarkston, Mi
- W•••• A•••• M••••••••• I••• formerMar 30, 2015 to Dec 1, 2021 · Detroit, Mi
- C••••••• S••••••••• formerJan 6, 2015 to Nov 21, 2023 · Detroit, Mi
- T•••••• I••••••••• M••••••••• L•• formerSep 28, 2011 to Nov 1, 2012 · Southfield, Mi
- C••••••• S••••••••• to W•••• A•••• M••••••••• I•••left Nov 21, 2023, registered Mar 30, 2015 (-3158 days) · Other
- W•••• A•••• M••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Dec 1, 2021, registered Aug 7, 2024 (980 days) · Other
- T•••••• I••••••••• M••••••••• L•• to C••••••• S•••••••••left Nov 1, 2012, registered Jan 6, 2015 (796 days) · Other
- L•••• S•••• A•••••••• left C••••••• S••••••••• for W•••• A•••• M••••••••• I••• (registered 2015-03-30)Nov 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address