DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Carl Blaze
Feed of 09/15/2026
Also filed as Michael C Blaze
At current firm
2 y
since Jul 8, 2024
In the industry
20 y
since Oct 24, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Westwood Management Corp other currentsince Jul 8, 2024 · Crown Point, In
- Nuveen Asset Management, LLC mixed wealthSep 1, 2011 to Nov 27, 2023 · Chicago, Il
- Nuveen Fund Advisors, LLC asset managerJul 13, 2007 to Sep 1, 2011 · Chicago, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 25, 2005 to Jun 19, 2007 · Merrillville, In
Moves
a registration end followed by a registration begin elsewhere
- Nuveen Asset Management, LLC to Westwood Management Corpleft Nov 27, 2023, registered Jul 8, 2024 (224 days) · Other
- Nuveen Fund Advisors, LLC to Nuveen Asset Management, LLCleft Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Nuveen Fund Advisors, LLCleft Jun 19, 2007, registered Jul 13, 2007 (24 days) · Other
Signals
- Michael Carl Blaze left Nuveen Asset Management, Llc for Westwood Management Corp (registered 2024-07-08)Nov 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address