RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• E••••• E•••••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 10, 2023 · Irwin, Pa
- F••••••••• I••••••••• A••••••• L•• independent RIAOct 26, 2017 to Oct 6, 2023 · Greensburg, Pa
- B••••••••• W••••• A•••••••• L•• no RAUMApr 19, 2017 to Oct 25, 2017 · Greensburg, Pa
- A••••• • P••••••• S••••••• L•• independent RIAMay 20, 2016 to Jun 13, 2017 · Youngwood, Pa
- G••••• F•••••••• P•••••• C••••••• I••• formerJun 16, 2015 to Apr 8, 2016 · Greensburg, Pa
- N•• A•••••• S•••••••• L•• formerOct 15, 2014 to Jun 10, 2015 · Greensburg, Pa
- F••••••••• I••••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 6, 2023, registered Oct 10, 2023 (4 days) · RIA to affiliated broker-dealer or bank
- B••••••••• W••••• A•••••••• L•• to F••••••••• I••••••••• A••••••• L••left Oct 25, 2017, registered Oct 26, 2017 (1 days) · Other
- A••••• • P••••••• S••••••• L•• to B••••••••• W••••• A•••••••• L••left Jun 13, 2017, registered Apr 19, 2017 (-55 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to A••••• • P••••••• S••••••• L••left Apr 8, 2016, registered May 20, 2016 (42 days) · Other
- N•• A•••••• S•••••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Jun 10, 2015, registered Jun 16, 2015 (6 days) · Other
- T••••• E••••• E••••••••• left F••••••••• I••••••••• A••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-10-10)Oct 6, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address