RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• E• E•••••••••
- A••••••• F••••••••• L••• BD affiliated currentsince Sep 30, 2025 · Vancouver, Wa
- A•••• P•••• A••••••• formerNov 10, 2020 to Apr 2, 2024 · Portland, Or
- S••••••••• A•••••• A•••••••• I••• formerNov 6, 2020 to Apr 2, 2024 · Portland, Or
- K•• F•••••••• S•••••••• I•• formerJan 21, 2015 to Nov 6, 2020 · Portland, Or
- L•• F•••••••• L•• BD affiliatedDec 12, 2014 to Feb 2, 2015 · Portland, Or
- K•• F•••••••• S•••••••• I•• formerJan 18, 2011 to Dec 12, 2014 · Portland, Or
- C••• F•••••••• S•••••••• L••• formerAug 16, 2006 to Dec 31, 2009 · Hillsboro, Or
- M••••• S•••••• D• I••• unclassifiedOct 18, 2005 to May 25, 2006 · Portland, Or
- S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••left Apr 2, 2024, registered Nov 10, 2020 (-1239 days) · channel change inside one enterprise, not a move
- A•••• P•••• A••••••• to A••••••• F••••••••• L•••left Apr 2, 2024, registered Sep 30, 2025 (546 days) · Affiliated broker-dealer or bank to another
- K•• F•••••••• S•••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to K•• F•••••••• S•••••••• I••left Feb 2, 2015, registered Jan 21, 2015 (-12 days) · Other
- K•• F•••••••• S•••••••• I•• to L•• F•••••••• L••left Dec 12, 2014, registered Dec 12, 2014 (0 days) · Other
- C••• F•••••••• S•••••••• L••• to K•• F•••••••• S•••••••• I••left Dec 31, 2009, registered Jan 18, 2011 (383 days) · Other
- M••••• S•••••• D• I••• to C••• F•••••••• S•••••••• L•••left May 25, 2006, registered Aug 16, 2006 (83 days) · Other
- D••• E• E••••••••• left A•••• P•••• A••••••• for A••••••• F••••••••• L••• (registered 2025-09-30)Apr 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address