DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
P•••• D••••• P••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
12 y
since Dec 12, 2013
In the industry
20 y
since Nov 17, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 12, 2013 · Voorhees, Nj
- O•••• F•• I••• formerNov 4, 2013 to Nov 25, 2013 · Cherry Hill, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDNov 18, 2005 to Sep 20, 2013 · Voorhees, Nj
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to A••••••••• F•••••••• S•••••••• L••left Nov 25, 2013, registered Dec 12, 2013 (17 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to O•••• F•• I•••left Sep 20, 2013, registered Nov 4, 2013 (45 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address