DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brendan Scott Coleman
Feed of 09/14/2026
Also filed as Bredan S Coleman
At current firm
3 y
since Jan 3, 2023
In the industry
18 y
since Apr 28, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Jan 3, 2023 · Quincy, Ma
- Charles Schwab & Co., Inc. national BDJan 10, 2022 to Mar 14, 2022 · Boston, Ma
- Charles Schwab Investment Advisory, Inc formerFeb 27, 2018 to Mar 14, 2022 · Boston, Ma
- Thomaspartners, Inc. formerNov 23, 2016 to Mar 30, 2018 · Boston, Ma
- Windhaven Investment Management, Inc. formerAug 18, 2015 to Mar 30, 2018 · Boston, Ma
- Amundi Pioneer Institutional Asset Management, Inc. formerMar 26, 2013 to May 8, 2014 · Boston, Ma
- Blackrock Financial Management, Inc otherMay 5, 2008 to Jan 12, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab Investment Advisory, Inc to Charles Schwab & Co., Inc.left Mar 14, 2022, registered Jan 10, 2022 (-63 days) · channel change inside one enterprise, not a move · moved with a team
- Thomaspartners, Inc. to Charles Schwab Investment Advisory, Incleft Mar 30, 2018, registered Feb 27, 2018 (-31 days) · channel change inside one enterprise, not a move · moved with a team
- Windhaven Investment Management, Inc. to Thomaspartners, Inc.left Mar 30, 2018, registered Nov 23, 2016 (-492 days) · channel change inside one enterprise, not a move · moved with a team
- Amundi Pioneer Institutional Asset Management, Inc. to Windhaven Investment Management, Inc.left May 8, 2014, registered Aug 18, 2015 (467 days) · Other
- Blackrock Financial Management, Inc to Amundi Pioneer Institutional Asset Management, Inc.left Jan 12, 2009, registered Mar 26, 2013 (1534 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address