RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• W•••••
- W•••• C•••••• M••••••••• state registered currentsince Jan 22, 2025 · Sebastopol, Ca
- M•••• M•••••• R••••••••• C•••••• M••••••••• unclassifiedMar 27, 2009 to Dec 31, 2025 · Sebastopol, Ca
- M•••• M•••••• R••••••••• C•••••• M••••••••• unclassifiedOct 25, 2005 to Dec 31, 2008 · Sebastopol, Ca
- E•• A•••• M••••••••• L•• unclassifiedAug 22, 2005 to Dec 1, 2006 · Sebastopol, Ca
- M•••• M•••••• R••••••••• C•••••• M••••••••• to W•••• C•••••• M•••••••••left Dec 31, 2025, registered Jan 22, 2025 (-343 days) · Other · moved with a team
- E•• A•••• M••••••••• L•• to M•••• M•••••• R••••••••• C•••••• M•••••••••left Dec 1, 2006, registered Oct 25, 2005 (-402 days) · Other
- C•••••••• W••••• left M•••• M•••••• R••••••••• C•••••• M••••••••• for W•••• C•••••• M••••••••• (registered 2025-01-22)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address